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Formulating lipid nanoparticles (LNPs) for mRNA vaccines

Making mRNA is the easy part. Getting it into cells safely and effectively is where formulation science makes or breaks the drug.
Written byTrevor J Henderson
| 9 min read
A scientist holds a vial of lipid nanoparticle suspension with dynamic light scattering particle size data visible on a screen in the background, in a biopharmaceutical formulation laboratory.

The drug product quality of an mRNA LNP is determined sequentially: first by the quality of the mRNA produced in the IVT reaction, then by the encapsulation efficiency and particle size uniformity achieved during LNP formation, and finally by the integrity maintained throughout downstream processing, concentration, and storage. Each step constrains the next, and quality lost upstream cannot be recovered downstream.

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mRNA vaccines and therapeutics depend on two tightly coupled manufacturing steps: in vitro transcription, which synthesizes the mRNA from a plasmid DNA template, and lipid nanoparticle formulation, which encapsulates it in the delivery vehicle. Each step generates its own critical quality attributes, and the potency, safety, and stability of the finished drug product depend on getting both right.

Key takeaways

  • mRNA for therapeutic use is synthesized enzymatically in vitro by T7 RNA polymerase from a linearized plasmid DNA template. The resulting transcript must be capped at the 5' end, polyadenylated at the 3' end, substituted with modified nucleosides, and purified of the double-stranded RNA byproducts that trigger innate immune responses before it can be formulated into LNPs.
  • Replacement of uridine with N1-methylpseudouridine (m1Ψ) is the nucleoside modification that enables clinical mRNA vaccines and therapeutics. Both mRNA-1273 (Moderna) and BNT162b2 (Pfizer-BioNTech) use complete uridine substitution with m1Ψ, which reduces toll-like receptor recognition by innate immune sensors and substantially increases translational efficiency relative to unmodified IVT mRNA.
  • LNP formulations for mRNA use four components: an ionizable lipid (approximately 46-50 mol%) that is neutral at physiological pH but becomes positively charged in the acidic endosome to facilitate mRNA release; a phospholipid helper lipid (approximately 10 mol%); cholesterol (approximately 38-43 mol%) for structural stability; and a PEG-lipid (approximately 1.5-1.6 mol%) that prevents aggregation and extends circulation half-life.
  • The N/P ratio, which measures the molar ratio of ionizable lipid nitrogen atoms to RNA phosphate groups, determines LNP-mRNA complex stability and endosomal release efficiency. Clinical mRNA vaccines use N/P ratios near 6, approximately twice the N/P ratio used in Onpattro, the first approved siRNA-LNP, reflecting the higher charge density needed to efficiently encapsulate the much larger mRNA molecules.
  • mRNA drug product stability is the primary pharmaceutical challenge that distinguishes mRNA therapeutics from conventional biologics. IVT mRNA degrades via both hydrolysis and nuclease activity, requiring storage at minus 60 to minus 80 degrees Celsius for most current formulations. mRNA integrity, the percentage of full-length intact RNA molecules, is the primary stability-indicating quality attribute that must be maintained throughout the product lifecycle.

The plasmid DNA that serves as the IVT template is the upstream raw material on which the entire mRNA manufacturing process depends. For the fermentation science behind pharmaceutical-grade pDNA production, see optimizing plasmid DNA yields in microbial systems. For the strategic overview of mRNA manufacturing in the broader advanced therapy landscape, see scaling the unscalable: manufacturing cell, gene, and mRNA therapies.

In vitro transcription: from DNA template to messenger RNA

The IVT reaction synthesizes mRNA by a bacteriophage RNA polymerase, almost universally T7 RNA polymerase in pharmaceutical applications, reading a linearized double-stranded DNA template and producing the complementary single-stranded RNA transcript. The template is the plasmid DNA produced by E. coli fermentation, which has been linearized by restriction endonuclease digestion at a specific recognition site downstream of the poly-A sequence encoded in the plasmid, ensuring that the polymerase terminates at the correct position and produces a transcript of the correct length.

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The reaction components in a pharmaceutical IVT reaction include the four ribonucleoside triphosphates (ATP, CTP, GTP, and the modified UTP that substitutes for native uridine), T7 RNA polymerase, the linearized pDNA template, magnesium chloride as a cofactor, spermidine to neutralize the template charge, and an RNase inhibitor to protect the transcript from nuclease degradation during synthesis. The reaction runs at 37 degrees Celsius for two to four hours, and mRNA yield from an optimized reaction is typically two to four milligrams per milliliter of reaction volume.

The 5' cap, which protects the mRNA from exonuclease degradation and is essential for ribosome recognition and translational initiation, can be added during the IVT reaction (co-transcriptional capping) or as a separate enzymatic step after IVT (post-transcriptional capping). Co-transcriptional capping using synthetic cap analogs such as CleanCap AG is increasingly preferred for pharmaceutical applications because it eliminates the additional enzymatic step and generates predominantly the Cap1 structure, which is the naturally occurring capped form in mammalian mRNA that avoids innate immune recognition by the cap-sensing receptor IFIT1. The poly-A tail, which is critical for mRNA stability and translational efficiency, is encoded directly in the linearized template and therefore transcribed as part of the IVT reaction rather than added enzymatically.

After IVT, the reaction mixture contains the target mRNA, residual pDNA template, the enzymes and NTP substrates from the reaction, pyrophosphate precipitated from the reaction, and double-stranded RNA byproducts. DNase I treatment removes the pDNA template. Sequential purification by lithium chloride precipitation or cellulose-based chromatography removes dsRNA, which is the most immunostimulatory impurity in the IVT mixture and must be controlled to specification before formulation. Final purification by anion exchange chromatography or HPLC and concentration by tangential flow filtration produce the purified mRNA drug substance ready for LNP encapsulation.

Why do clinical mRNA products use nucleoside-modified transcripts?

Unmodified IVT mRNA is recognized as foreign RNA by the innate immune system through pattern recognition receptors, including endosomal toll-like receptors TLR3, TLR7, and TLR8, and cytosolic sensors RIG-I and MDA5. Recognition of unmodified mRNA by these receptors triggers signaling cascades that elevate interferon and pro-inflammatory cytokine production, which inhibits translation of the mRNA, degrades the RNA, and generates systemic inflammatory responses that limit the therapeutic utility of the product. The first mRNA therapeutic approaches in the early 2000s were largely limited by this immunogenicity problem before the discovery by Karikó and Weissman that incorporation of modified nucleosides could render mRNA invisible to these innate immune sensors. A 2024 review of pseudouridine and N1-methylpseudouridine as nucleotide analogues for RNA therapy and vaccine development confirmed that modified nucleosides are now integral to all clinically successful mRNA therapeutics.

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N1-methylpseudouridine (m1Ψ) is the modification used in the two approved mRNA COVID-19 vaccines, with complete uridine substitution with m1Ψ in both mRNA-1273 and BNT162b2 reducing immunogenicity and increasing translational efficiency relative to unmodified IVT transcripts. The mechanism is structural: m1Ψ has a methyl group at the N1 position of the uracil ring that sterically prevents binding to TLR7 and TLR8 recognition sites, while the pseudouridine rearrangement of the N1-C1' glycosidic bond also stabilizes the RNA secondary structure in a way that reduces RIG-I recognition.

The modification level, the fraction of uridines replaced with m1Ψ, is a design variable that must be optimized for each therapeutic application. Research correlating m1Ψ modification level with protein expression, immunogenicity, and stability demonstrated that full m1Ψ substitution (100% replacement of uridines) maximizes translational efficiency and minimizes innate immune stimulation for infectious disease vaccine applications, where minimizing inflammation while maximizing antigen expression is the objective. For cancer vaccines and immunotherapy applications, partial modification ratios may intentionally preserve some innate immune stimulation to support the anti-tumor immune response.

The four-component LNP system: choosing and optimizing each lipid

All clinically approved and advanced-stage mRNA LNP formulations use four lipid components whose functions are distinct and non-interchangeable. The ionizable lipid is the functional core of the system: it drives mRNA encapsulation during particle formation by becoming positively charged at the low pH of the formation buffer, electrostatically condensing the negatively charged mRNA into the forming particle, and then returning to a near-neutral charge at physiological pH to minimize toxicity and non-specific protein binding in circulation. In the acidic environment of the endosome after cellular uptake, the ionizable lipid again becomes positively charged and destabilizes the endosomal membrane, releasing the mRNA into the cytoplasm where ribosomes can translate it.

Ionizable lipid selection is the primary driver of LNP potency, tissue tropism, and tolerability. The clinical benchmark is DLin-MC3-DMA, used in Onpattro, the first approved RNA-LNP product, which established that the ionizable lipid headgroup chemistry, linker, and tail structure together determine endosomal escape efficiency. Subsequent ionizable lipid development for mRNA vaccines produced SM-102 (Moderna) and ALC-0315 (Pfizer-BioNTech), both of which achieve higher transfection efficiency at lower doses than MC3 for intramuscular delivery, reflecting the different optimization requirements for intramuscular injection versus the intravenous delivery route used for Onpattro.

Product

Ionizable lipid

Helper lipid

Cholesterol (mol%)

PEG-lipid

Molar ratio (IL:HL:Chol:PEG)

N/P

Onpattro/patisiran (Alnylam, siRNA)

DLin-MC3-DMA

DSPC

38.5

PEG2000-DMG

50:10:38.5:1.5

~3

Spikevax/mRNA-1273 (Moderna, mRNA)

SM-102

DSPC

38.5

PEG2000-DMG

50:10:38.5:1.5

~6

Comirnaty/BNT162b2 (Pfizer, mRNA)

ALC-0315

DSPC

42.7

ALC-0159

46.3:9.4:42.7:1.6

~6

The helper phospholipid, DSPC in all three approved formulations, provides structural support to the lipid bilayer, modulates membrane fluidity, and influences the fusogenic properties of the LNP membrane. The PEG-lipid (PEG2000-DMG in Onpattro and mRNA-1273, ALC-0159 in BNT162b2) prevents LNP aggregation in suspension, reduces non-specific protein binding in biological fluids, and modulates particle size. The PEG content of 1.5 to 1.6 mol% represents a balance between adequate surface protection and sufficient exposure of the ionizable lipid surface for endosomal uptake, since too much PEG shielding can inhibit cellular uptake by covering the particle surface.

What mixing parameters determine LNP particle quality?

LNP formation occurs by rapid mixing of an ethanolic lipid solution with an aqueous mRNA solution under conditions where the sudden decrease in ethanol concentration drives spontaneous lipid self-assembly around the mRNA molecules. The quality attributes of the resulting LNPs, specifically particle size, polydispersity index (PDI), and encapsulation efficiency, are sensitive functions of the mixing dynamics at the moment of particle formation.

The flow rate ratio (FRR), the volumetric ratio of aqueous mRNA stream to organic lipid stream, is the primary parameter controlling particle size. Higher FRR results in faster ethanol dilution, which drives faster nucleation and smaller particle size. Clinical mRNA LNP formulations typically use FRRs of 3:1 (aqueous:organic), producing particles in the 80 to 150 nanometer size range. The total flow rate (TFR), which determines the mixing intensity and Reynolds number at the mixing point, affects both particle size and uniformity: higher TFR in the mixing device increases turbulent mixing and generally produces smaller, more monodisperse particles.

The N/P ratio is the formulation parameter most directly linked to encapsulation efficiency and potency. A higher N/P ratio increases the molar excess of ionizable lipid nitrogen atoms over mRNA phosphate groups, driving more complete mRNA condensation into the particle interior. The N/P ratios of approximately 6 used in approved mRNA vaccines reflect optimization of encapsulation efficiency (target greater than 85-90%) against tolerability, since excess ionizable lipid contributes to the local injection site reactogenicity that limits achievable dose levels.

For the engineering design of the microfluidic, impingement jet, and parallelized mixing hardware that implement these parameters at manufacturing scale, including the scale-up challenges of maintaining consistent particle quality from clinical to commercial volumes, see the dedicated article at Separation Science on single-use mixers in formulating lipid nanoparticles. The fluid path engineering and single-use mixing environment are covered there; the formulation science parameters and their drug product consequences are the focus here.

mRNA drug product quality: the attributes that predict clinical performance

mRNA drug product quality is characterized through a set of analytical attributes that together describe the integrity of the mRNA payload, the physical quality of the LNP, and the safety profile of the formulated product. A 2024 protocol for mRNA LNP vaccine development and immunization efficiency characterization confirmed the core analytical workflow for mRNA LNP quality control, including RNA purity assessment, particle sizing, and encapsulation efficiency measurement, as the standard characterization set for mRNA LNP programs entering clinical development.

mRNA integrity, expressed as the percentage of full-length intact RNA molecules in the drug substance, is the primary stability-indicating quality attribute. Intact mRNA produces full-length protein of the correct sequence; fragmented mRNA produces truncated protein that may not fold correctly, may not elicit the intended immune response in vaccine applications, or may not perform the intended therapeutic function. mRNA integrity is measured by automated electrophoresis (Bioanalyzer or Fragment Analyzer) and is the most sensitive indicator of thermal degradation, nuclease activity, or chemical hydrolysis during manufacturing, storage, or in-use.

The dsRNA content of the purified mRNA drug substance is a safety-relevant quality attribute that reflects the completeness of the IVT purification process. dsRNA molecules formed as IVT byproducts are recognized as viral RNA mimics by innate immune sensors, and their presence in the drug substance at levels above specification contributes to reactogenicity, interferon induction, and reduced translational efficiency of the mRNA payload. Cellulose-based purification methods that selectively bind dsRNA can remove the majority of the dsRNA impurity from the IVT product, and the residual dsRNA content is tested by double-strand-specific antibody ELISA or dot blot assay.

Encapsulation efficiency, the fraction of total mRNA molecules that are protected within the LNP interior rather than remaining in the external aqueous phase, is measured by comparing mRNA fluorescence signal before and after detergent treatment to disrupt the LNP membrane. Encapsulation efficiency targets of greater than 85-90% are standard for clinical mRNA LNP products. mRNA present on the outer surface of LNPs or free in solution is not protected from nuclease degradation in biological fluids and does not contribute to the therapeutic dose.

What stability challenges define mRNA LNP drug product storage and shelf life?

mRNA is intrinsically susceptible to two degradation pathways that distinguish its stability profile from conventional biologic drug products: enzymatic hydrolysis by ribonucleases, which are ubiquitous environmental contaminants and must be excluded from every step of the manufacturing process, and non-enzymatic base-catalyzed hydrolysis of the 2'-hydroxyl group of ribose at every nucleotide in the backbone. The second mechanism is thermally activated, with degradation rate increasing approximately 10-fold for every 10 degrees Celsius rise in temperature, which is the fundamental reason why current mRNA LNP formulations require storage at minus 60 to minus 80 degrees Celsius. Model-informed drug development analysis of mRNA-LNP therapeutics published in 2025 identifies the stability and degradation kinetics of mRNA in LNP formulations as one of the key pharmacokinetic parameters requiring characterization in regulatory submissions for this therapeutic class.

The LNP encapsulation itself provides partial protection against mRNA degradation by excluding external ribonucleases from the RNA interior. However, the lipid components themselves undergo hydrolysis and oxidation during storage, and degraded lipid components can in turn damage the mRNA they are protecting. Formulation optimization for mRNA LNP stability therefore includes both the chemical stability of the lipid components and the physical stability of the LNP particle against fusion, aggregation, and size increase during storage.

The cold chain requirement for minus 60 to minus 80 degrees Celsius storage, demonstrated during the COVID-19 vaccine rollout, creates substantial logistical challenges and access limitations for mRNA therapeutics. Next-generation formulation approaches targeting refrigerator-stable (2 to 8 degrees Celsius) mRNA LNP products, through the combination of lyophilization, modified lipid compositions, cryoprotectants, and mRNA chemical modifications that increase backbone stability, are an active area of pharmaceutical development with significant regulatory and commercial implications.

This article was produced under Drug Discovery News' AI Editorial Guidelines.

Frequently Asked Questions (FAQs)

  • What is in vitro transcription and why is it used to make mRNA?

    IVT uses T7 RNA polymerase to synthesize mRNA from a linearized plasmid DNA template in a cell-free enzymatic reaction. It is preferred over cell-based mRNA production because the cell-free format allows rapid sequence changes by simply changing the template plasmid, supports complete control over the nucleotide composition including modified nucleoside incorporation, and can be scaled rapidly without the cell line development timeline required for biologic manufacturing.

  • What is N1-methylpseudouridine and why is it used in mRNA vaccines?

    N1-methylpseudouridine (m1Ψ) is a chemically modified nucleoside analogue that replaces natural uridine in IVT mRNA to prevent recognition by innate immune toll-like receptors TLR7 and TLR8. Both Moderna's mRNA-1273 and Pfizer's BNT162b2 use complete uridine substitution with m1Ψ, which reduces systemic inflammatory responses while increasing the translational efficiency of the mRNA, producing more antigen protein per molecule of delivered mRNA.

  • What are the four components of an mRNA LNP formulation?

    mRNA LNPs contain an ionizable lipid (approximately 46-50 mol%) that drives mRNA encapsulation and endosomal escape; a phospholipid helper lipid such as DSPC (approximately 10 mol%) that stabilizes the bilayer structure; cholesterol (approximately 38-43 mol%) for membrane integrity and fluidity; and a PEG-lipid (approximately 1.5-1.6 mol%) that prevents particle aggregation and modulates surface properties. All three approved RNA-LNP products use DSPC as the helper lipid and vary primarily in the identity of the ionizable lipid.

  • What is the N/P ratio and why does it matter for mRNA encapsulation?

    The N/P ratio is the molar ratio of ionizable lipid nitrogen atoms to RNA phosphate groups. A higher N/P provides more positive charge to drive electrostatic condensation of the negatively charged mRNA into the LNP, improving encapsulation efficiency. Approved mRNA vaccines use an N/P near 6, approximately twice the N/P of Onpattro, because mRNA is much larger than siRNA and requires more ionizable lipid to achieve equivalent encapsulation efficiency.

  • Why does mRNA require ultra-cold storage and what is being done to address it?

    mRNA undergoes base-catalyzed 2'-hydroxyl hydrolysis at every backbone nucleotide, with the reaction rate increasing approximately 10-fold per 10 degrees Celsius. This thermally activated degradation requires minus 60 to minus 80 degrees Celsius storage for current mRNA LNP products. Lyophilization (freeze-drying), which removes water from the formulation to eliminate the hydrolysis substrate, combined with optimized cryoprotectants and more chemically stable backbone modifications, is the primary approach for developing refrigerator-stable mRNA LNP drug products.

  • What is dsRNA and why is its removal from mRNA drug substance critical?

    Double-stranded RNA is generated as a byproduct of the IVT reaction when T7 RNA polymerase synthesizes partial complementary strands on the RNA product or when the RNA forms self-complementary hairpin structures. dsRNA is recognized by innate immune receptors TLR3, RIG-I, and MDA5 as a viral RNA mimic, triggering interferon induction and inflammation. dsRNA also inhibits mRNA translation. Cellulose chromatography that selectively binds dsRNA through a hydrophobic interaction removes the majority of dsRNA from the IVT product and is the standard purification step for pharmaceutical-grade mRNA.

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About the Author

  • Drug Discovery News Placeholder Image

    Trevor Henderson is the Creative Services Director for the Laboratory Products Group at LabX Media Group. With over two decades of experience, he specializes in scientific and technical writing, editing, and content creation. His academic background includes training in human biology, physical anthropology, and community health. Since 2013, he has been developing content to engage and inform scientists and laboratorians.

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